Vatongi vanonzi Vanofanirwa Kudzivirira Iwe
Ndiani ane musana wako paWall Street? Ndiani anokuchengetedza kubva kumitambo yekutamba mumusika wekutengesa uye kubiridzira vatengesi vemabhiza? Sangano rakaoma rakarongeka riri munzvimbo inotarisa kune vashandi vezvemari.Kunyatsoshandiswa kwemamiriro ezvinhu aya dzimwe nguva kunopikisana nharo; zvisinei, inoshanda kune huwandu hwevatengesi. Kunyangwe patinoverenga pamusoro pemakambani emakambani anoziva kuNew York Stock Exchange achibhadhara madhora mazana maviri nemamiriyoni pamwe chete mubhadharo kutengesa zvido zvavo pamusoro pedu, zvakaoma kuona kuti nzira iri kudzivirira sei.
Kana iwe uchiverenga pamusoro pevamwe vatariri vakasimba, kutengesa mushure memusika unovhara maakaiti avo (a big no-no) kana kutengeserana kwebhizimisi mari yekubhadhara komunhu akwegura kure, zvinokuita kuti unetseke kuti ndezvipi zvidhori.
Yakanyatsorongedzerwa
Kunyange zvakadaro, indasitiri yehupfumi ndeimwe yebhizimisi rakarongedzwa zvikuru muUnited States.Dare reUnited States riri pamusoro pemurwi. Yakagadzira zvakawanda zvekugadzirisa uye inopfuura mitemo mikuru inoshandisa maitiro emhizha iri. Inogonesawo bhajejeti yeChealth and Exchange Commission uye mamwe masangano anobatanidzwa mumabasa ekutonga.
I SEC ndiyo nhengo yepamusoro yehurumende inotarisirwa kutarisira mhizha dzekutengesa. Inonyora zvinyorwa zvitsva uye inobata zvose zvinyorwa zvinoshandiswa nekambani dzevanhu, zvakadai segore negore.
The SEC
Iko SEC inotarisawo zvose zvekutengeserana kwezvitengo uye chero sangano rakabatana nekutengesa kwezvivimbiso. Iinewo simba rakasimba rinopesana nehutsotsi rinotarisa kushambadzira uye kutengesa kuita kuti zvikwata zviitike zvinoteerera mitemo yakasimba pamusoro pekutengeswa kwezvivimbiso.Panzvimbo inotevera ndeye Financial Industry Regulatory Authority (FINRA). Yakasikwa muna 2007 apo National Association of Securities Dealers yakabatanidzwa nemitemo yekugadzirisa yeNew York Stock Exchange.
Iyi ndiyo mabhizimisi ehurumende yekudzivirira iyo inotarisirwa kuita mapurisa emabhizimisi ekuchengetedza.
FINRA yakagadzirisa mitemo yevashandi vekambani uye vamwe vashandi vezvemabhizimisi uye vanovabvumira mushure mokuongorora kukuru.
Kwete Achinetseka Imbwa
FINRA haisi boka risina maturo. Vanokwanisa kukwanisa vanhu uye masangano kuti vaite tsika dzisina kunaka uye vanogona kudzorera mabhizimisi.Sangano inowanzotarisirwa nevatengi vanogona kutora kunyunyuta kwehutano hwavo hunofunga nenzira dzisina kunaka kana dzisiri pamutemo. FINRA inotarisawo maitiro ekutengeserana eve nhengo dzemakambani kuti aone kushandiswa kwemutemo kusingabvumirwi uye zvimwe zvisiri pamutemo.
Munhu mumwe chete anokwidziridzwa anewo unyanzvi hwekutarisira basa rokutarisira mukati mehutano hwavo. Izvi zvinosanganisira kuongorora maitiro uye mamwe matanho ekuona kuti mutengi anowana kusangana kwakanaka.
Individual States
Izwi rimwe nerimwe rine zvivimbiso zvekuchengetedza, kunyange zvazvo kazhinji zvisingaiti zvakakosha se FINRA. Kazhinji vanoshandisa zvikwangwani uye mabhadharo ekuregererwa achange akatengeswa mukati memiganhu yehurumende, kunyange izvi zvichange zvichishandurwa kubva kuhurumende kuenda kune imwe nyika.Nhanho yekupedzisira yekudzivirirwa iri pahuwandu hwekutengeserana. Chimwe nechimwe chakasimba chinodiwa kuchengetedza mamwe marekodhi uye kuita zvimwe zviongorori uye kuongororwa kwebasa kuitira kuti vashandi vavo vashande mukati memitemo inogamuchirwa nemitemo.