Nzira iyo SEC inokudzivirira nayo uye inodzivirira imwe kudengenyeka
Zvakaita seS SEC
The SEC inochengetedza kuvimba mumusika wekuAmerica. Izvozvo zvinotambudza kushanda kwakasimba kwehupfumi hweUnited States.
Inoita izvi nokupa pachena pachena kushanda kwekambani dzeUnited States. Inoita kuti vashandi vanogona kuwana ruzivo rwakarurama nezvekambani inobatsira .
Iko kunobvumira vashandi vekutsvaga kuti vaone mutengo wakakwana weiyo yekambani. Pasina kujekesa, misika yekutengesera ingadai ichinetseka nekushanduka kwechimbichimbi sezvakavanzwa mashoko akavanzika akabuda. Kushayikwa kwekusvinura kwaiva chikonzero chokukundikana kwaEnron. Izvozvo zvakanga zvisina kusimba pane chikamu cheSE, kunyange zvakadaro. Enron achingoreva nhema pamusoro peS SEC zvinyorwa.
Komisheni inopomera vatadzi seEnron. Iyo inorangawo kutengeserana kwekodzero, kushandiswa nemaune kwemisika, uye kutengesa matanda uye zvisungo pasina kubhadhara zvakakodzera.
Pane kumwe kunetseka kuti SEC inenge isiri kushanda munguva yeTrump administration . Kubva munaFebruary kusvikira munaSeptember, 2017, sangano rakaunganidza $ 127 mamiriyoni mumatare ehurumende mumatare 15. Izvi zvakaderera kudarika $ 702 Mamiriyoni akaunganidzwa kubva kumatambudziko 43 panguva imwe chete muna 2016.
SEC Organization
IECE ine vatungamiri vashanu vanosarudzwa nemutungamiri weUnited States. Inotsigirwa nevashandi 3 100 vari mumahofisi 18 munyika yose.
The SEC ine zvikamu zvishanu. The Division of Corporation Corporation Inoshushikana nezvesangano rekutsvaga zvinyorwa. Inoita kuti zvinyorwa izvi zvive zvakakwana uye zvakarurama.
Iko kunobvumira vashandi kuti vanzwisise utano hwekambani.
Iko kugoverwa kwekutengesa uye mararamiro anochengetedza mitemo inodzora misika yekutengesa. Inotarisana nekutengeserana kwezvivimbiso uye zvivimbiso zvemabhizimisi. Inowedzerawo kuongororwa pamusoro pemasangano ehurumende yekuzvidzivirira. Izvi zvinosanganisira Financial Industry Regulatory Authority, iyo Municipal Securities Rulemaking Board uye masangano ekuchenesa anoita kuti kugadzirisa kushambadzira. Iyo Dhiganho inotarisawo chekuchengetedzwa kweSturities Investor Protection Corporation. Icho chiri chega chega, chekusingabatsiri kambani inoita kuti vateereri venyaya vadzivirire kana pakaitika kambani yekwereti.
Ichitsvaga chekutsvaga mari yehurumende inotarisira makambani ekuchengetwa kwemari, kusanganisira mari pamwe chete uye kushandiswa kwemari . Iyo inoongorora magwaro akaiswa pasi peSarbanes-Oxley Act ya2002 .
The Division of Enforcement inoongorora uye inopokana nekuputsa kwemitemo yekuchengetedza uye mitemo. Iyo inoitisa inotsvaga pachedu. Inogona kushandisa chirongwa chekutsvakurudza kunopupurirwa mashomanana kuti apupurire uye kubudisa magwaro akakodzera. Iko kupatsanurwa kunounza zvitsva kuC SEC Commission, iyo inobvumira kuti ipe mhosva mumatare ehurumende. Kazhinji Komisheni inogadzirisa nyaya yacho kubva mudare.
Kugoverwa kweUkodzero neKuisa Njodzi kunopa hupfumi uye njodzi kuongororwa kune mamwe mapoka. Iyo inofanotaura kuti nzira yakasarudzirwa SEC inogona kuchinja sei pamisika uye mune zvehupfumi. Inotarisa njodzi yakawanda mumisika. Inopa kujekesa kwekukutanga kwezvinhu zvingangodaro zvinyengeri.
Nzira iyo SEC inobata US Economy
ICH inowedzera kuve pachena uye kuvimba mumusika wekuAmerica. Ndiyo chikonzero chikuru nei New York Stock Exchange iri kuparadzanisa uye kunowanikwa mukurumbira munyika. Izvi zvichinyatsojeka bhizinesi zhinji kumakambani emari ekuUnited States, kusanganisira mabhangi uye makambani epamutemo
Izvo zvinoita kuti zvive nyore kuti makambani atange kupa chinopiwa chekutanga chevanhu . Izvo 'apo ivo vakakura zvakakwana zvokuti vanoda kutengesa chikwama chekubhadhara chikamu chavo chinotevera chekufambira mberi. Kunaka kwekuenda kune hurumende kunobatsira makambani eSU kukura zvakakura nekukurumidza kudarika avo vemamwe nyika ane misika shoma yakagadzirwa.
VaCommissioner SEC vanogara pane Financial Stability Oversight Council. Dodd-Frank Wall Street Reform Act yakagadza dare mushure mekutambudzika kwemari muna 2008. Rinotarisa kusava nesimba mumisika yemari inogona kuumba imwe dambudziko.
Nzira iyo SEC inokubata iwe
Iyo SEC inokubata iwe nekuita kuti ive yakachengeteka iwe kuti utenge mashizha, zvisungo, uye mutendi wemari . Haitungamiri mari yehuta kana zviwanikwa. Iko SEC inopa mazano akawanda ekukubatsira iwe kuisa mari.
Dodd-Frank aida kuti SEC iongorore mari yekuverenga nekuverenga mari yevashandi veAmerica. Yakawana kuti vashandi vakawanda havanzwisisi nheyo dzemashambadziro kana hupfumi hushanda. Yakaratidza nzira dzokuvandudza ruzivo rwevatengi.
Iyo inonyanya kukosha kwauri ndeyokusikwa kweW investor.gov. Inopa dzidzo yepamusoro, yakadaro mararamiro anoita sei, asset allocation, uye kuongororwa kwezvirongwa zvakasiyana-siyana zvekurega basa. Iyo inewo chikamu cheNzira Yokusarudza Broker. Iwe unogona kuziva kana wako mutengesi akanyorwa. Inokupa Zviito Zvishanu Kudzivisa Kuita Sokubiridzira.
Nzvimbo iyi inokupa zvishandiso zvemari. Inogona kukuudza kuti unoda zvakadini kuti usiye. Iwe unogona kuona kuti mari inobhadhara mari yako sei. Iwe unogona kudzidza kudzidza kugadzirisa mari yemubereki asina simba.
Nhoroondo
Muna 1934, Congress yakagadzira SEC kuti idzorere kuvimba kwevanhu mumisika yemari mushure mekunge 1929 kushambadzira kwemusika . Sachigaro wekutanga aiva Joseph Kennedy, baba vaMutungamiri John F. Kennedy .
The Securities Exchange Act ya1934 yakasika SEC pachayo. Asi haikwanisi kubudirira neMutemo we Securities Act muna 1933. Yaida mapurisa ehurumende kuti anyore kushambadzira kwekutengesa. Izvozvo zvaireva kuti vaifanira kuziva kuti ndiani ainyanya kubata. Pamberi peMutemo, boka duku raizobata chikamu chikuru chezvikwata. Vaizokwanisa kutengesa misika pasina munhu anoziva.
Gwaro ra1935 rinoitwa Public Utility Holding Company Act rakabvisa makambani akabatisa kanopfuura kaviri akabviswa kubva kune zvishandiso zvaive nematokisi avo. Izvozvo zvaireva kusunga makambani aisakwanisa kuvharidzira muridzi wepamberi wekambani dzinoshandiswa nevanhu vose. Icho chiito chakaita kuti SEC iparadze kushandiswa kwebasa guru muzvikwata zviduku, zvepamagariro. Yakagadzirawo mapurisa emunharaunda ekugadzirisa kushandiswa kwemadhora.